Sean Zapel
Sean Zapel is a registered investment advisor at Wells Fargo Advisors, based in Los Angeles, CA, with 25 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
333 S Grand Ave 12th Fl, [Yk-Rbo], Los Angeles, CA, 90071
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2009Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- David TannenbaumWells Fargo Advisors
- Charles FriedlanderWells Fargo Advisors
- Dean YoonWells Fargo Advisors
- Matthew Thoman, CFPWells Fargo Advisors
- Roger HallWells Fargo Advisors
- Alan GlickWells Fargo Advisors