JP
CFP
JP
CFP

Joann Parker Penovi

25 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
17 advisors
Number of Clients
185 clients
Average Client Portfolio
$602K average
Assets Under Management
$111.3M

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K2.00%
$100K - $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M1.75%
$5M+1.50%

All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

3060 Peachtree Road Suite 1200, Atlanta, GA, 30305

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Carter, Terry & Company, INC.
June 2009 - Present · 16 yrs 8 mos
Carter, Terry & Company, INC.
June 2009 - Present · 16 yrs 8 mos
Carter, Terry & Company, INC.Broker
June 2009 - Present · 16 yrs 8 mos
Previous Registrations
Ameriprise Advisor Services, INC.
September 2007 - June 2009 · 1 yr 9 mos
Ameriprise Advisor Services, INC.Broker
September 2007 - June 2009 · 1 yr 9 mos
Morgan Stanley & CO., Incorporated
April 2007 - September 2007 · 5 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - September 2007 · 5 mos
Morgan Stanley
June 2004 - April 2007 · 2 yrs 10 mos
Morgan Stanley Dw INC.Broker
April 2004 - April 2007 · 3 yrs
Merrill Lynch Pierce Fenner & Smith INC.
May 2002 - May 2004 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2000 - May 2004 · 3 yrs 10 mos
State Registrations6 states
ALCOGAMINYSC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.