MS
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Matthew Smith
24 Years of Experience
Atlanta, GA
1 DisclosureBroker
Matthew Smith is a registered investment advisor at Carter, Terry & Company, INC., based in Atlanta, GA, with 24 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 168 clients with $100M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
17 advisors
Number of Clients
168 clients
Average Client Portfolio
$619K average
Assets Under Management
$104.0M
Fee Structure
Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 2.00% |
| $2.0M - $5.0M | 1.80% |
| $5M+ | 1.50% |
All fees are negotiable at the firm's sole discretion.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
3340Peachtree Road Suite 1400, Atlanta, GA, 30326
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2005Settled
Employment History
Current Registrations
Carter, Terry & Company, INC.
January 2007 - Present · 19 yrs 9 mos
Carter, Terry & Company, INC.
February 2005 - Present · 21 yrs 8 mos
Carter, Terry & Company, INC.Broker
February 2005 - Present · 21 yrs 8 mos
Previous Registrations
Raymond James Financial Services
January 2003 - January 2005 · 2 yrs
Raymond James Financial Services, INC.Broker
May 2002 - January 2005 · 2 yrs 8 mos
State Registrations3 states
GAMENH
AdvisorBroker
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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