TS
CFP
TS
CFP
Timothy Swickard is a CFP-designated registered investment advisor, based in Pagosa Springs, CO, with 27 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Pagosa Springs, CO
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Regulatory History (3)
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Customer Dispute
July 2018Denied
Customer Dispute
July 2012Denied
Customer Dispute
November 2009Settled
Other Business Activities
Timothy operates under Old National Investments and Old National Wealth Advisors as a DBA for his LPL business. He also works as a Wealth Advisor at Old National Bank, dedicating minimal time during securities trading hours.
Employment History
Current Registrations
Kestra Advisory Services, LLC
July 2025 - Present · 1 yr 3 mos
Kestra Investment Services, LLC
July 2025 - Present · 1 yr 3 mos
Kestra Investment Services, LLCBroker
July 2025 - Present · 1 yr 3 mos
Previous Registrations
LPL Financial LLC
November 2009 - July 2025 · 15 yrs 8 mos
LPL Financial LLCBroker
November 2009 - July 2025 · 15 yrs 8 mos
Invest Financial Corporation
April 2009 - December 2009 · 8 mos
Invest Financial CorporationBroker
April 2009 - December 2009 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2005 - April 2009 · 4 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2005 - April 2009 · 4 yrs 3 mos
Hilliard Lyons Asset Management
February 2000 - February 2005 · 5 yrs
J.J.B. Hilliard, W.L. Lyons, INC.Broker
August 1999 - February 2005 · 5 yrs 6 mos
State Registrations15 states
COCTFLGAILINKYMDNYOHSCTNTXVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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