TrueAdvisor
TrueAdvisor
AB
CFA · CFP
AB
CFA · CFP

Adam Blocki

Arax Advisory Partners
13 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Retirement PlanningEstate PlanningCharitable GivingTax PlanningInvestment ManagementHigh Net Worth
Arax Advisory Partners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
77 advisors
Number of Clients
2,692 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$2.8B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only

Location

Pagosa Springs, CO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Arax Advisory Partners
June 2025 - Present · 8 mos
Previous Registrations
Schechter Investment Advisors, LLC
June 2023 - July 2025 · 2 yrs 1 mo
LPL Financial LLC
September 2021 - June 2023 · 1 yr 9 mos
LPL Financial LLCBroker
September 2021 - June 2023 · 1 yr 9 mos
Sigma Financial CorporationBroker
May 2021 - September 2021 · 4 mos
Spc
March 2021 - September 2021 · 6 mos
Caitlin John, LLC
January 2020 - March 2021 · 1 yr 2 mos
A Smarter Way to Invest, INC.
August 2017 - March 2021 · 3 yrs 7 mos
Sigma Financial CorporationBroker
August 2016 - August 2017 · 1 yr
Spc
July 2016 - August 2017 · 1 yr 1 mo
A Smarter Way to Invest, INC.
April 2013 - November 2015 · 2 yrs 7 mos
Caitlin John, LLC
July 2011 - November 2015 · 4 yrs 4 mos
State Registrations2 states
COTX
Advisor
Exams
No exam information available for this advisor.