PF
PF

Paul Fea

22 Years of Experience
El Segundo, CA
Broker

Paul Fea is a registered investment advisor at RBC Capital Markets, LLC, based in El Segundo, CA, with 22 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

2361 Rosecrans Ave, Suite 460, El Segundo, CA, 90245-7910

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Capital Markets, LLC
July 2021 - Present · 4 yrs 10 mos
RBC Capital Markets, LLC
July 2021 - Present · 4 yrs 10 mos
RBC Capital Markets, LLCBroker
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
October 2005 - July 2021 · 15 yrs 9 mos
UBS Financial Services INC.Broker
October 2005 - July 2021 · 15 yrs 9 mos
Cfd Investments, INC.Broker
May 2004 - June 2005 · 1 yr 1 mo
Lighthouse Capital CorporationBroker
May 2001 - May 2002 · 1 yr
State Registrations10 states
AZCACOIAMOMTNENVTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Paul Fea - Financial Advisor | TrueAdvisor