CB
CB
Christopher Braccia
26 Years of Experience
New York, NY
3 DisclosuresBrokerSells Insurance
Christopher Braccia is a registered investment advisor, based in New York, NY, with 26 years of industry experience.
Location
1460 Broadway, New York, NY, 10036
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Regulatory History (3)
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Customer Dispute
August 2025Settled
Customer Dispute
November 2024Closed-No Action
Customer Dispute
October 2003Settled
Other Business ActivitiesSells Insurance
Christopher is involved in several insurance-related activities, including working as an employee for Manhattan Ridge Advisors LTD, an agent for ASH Brokerage, and an independent contractor for Katz, Nassau Agency and M Financial/Zenith Marketing. He also maintains a health/fitness blog and serves as an intermediary of a trust, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.Broker
December 2008 - September 2022 · 13 yrs 9 mos
First Allied Securities, INC.
December 2008 - July 2012 · 3 yrs 7 mos
First Montauk Securities CORP.
September 2008 - December 2008 · 3 mos
First Montauk Securities CORP.Broker
October 2004 - December 2008 · 4 yrs 2 mos
Sands Brothers & CO., LTD.Broker
November 1999 - September 2004 · 4 yrs 10 mos
State Registrations42 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.