Keith France is a registered investment advisor, based in San Jose, CA, with 25 years of industry experience.
Location
5615 Chesbro Avenue, San Jose, CA, 95123
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Regulatory History (3)
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Customer Dispute
April 2019Closed-No Action
Customer Dispute
July 2016Settled
Customer Dispute
January 2008Settled
Employment History
Current Registrations
Cetera Investment Services LLCBroker
April 2019 - Present · 7 yrs 1 mo
Cetera Investment Advisers LLC
March 2019 - Present · 7 yrs 2 mos
Previous Registrations
BMO Harris Financial Advisors, INC
August 2012 - March 2019 · 6 yrs 7 mos
BMO Harris Financial Advisors, INC.Broker
August 2012 - March 2019 · 6 yrs 7 mos
M&i Financial Advisors, INC.
April 2012 - August 2012 · 4 mos
M&i Investment Management CORP.
April 2010 - April 2012 · 2 yrs
M&i Financial Advisors, INC.
February 2009 - March 2010 · 1 yr 1 mo
M&i Financial Advisors, INCBroker
August 2008 - August 2012 · 4 yrs
Primevest Financial Services, INC.
May 2007 - July 2008 · 1 yr 2 mos
Primevest Financial Services, INC.Broker
May 2007 - July 2008 · 1 yr 2 mos
Morgan Keegan & Company, INC.
July 2004 - April 2007 · 2 yrs 9 mos
Morgan Keegan & Company, INC.Broker
July 2004 - April 2007 · 2 yrs 9 mos
Union Planters Investment Advisors, INC.
October 2003 - August 2004 · 10 mos
Pfic Securities CorporationBroker
April 2003 - August 2004 · 1 yr 4 mos
Charles Schwab & CO., INC.Broker
March 2000 - December 2002 · 2 yrs 9 mos
State Registrations12 states
AZCACOFLHIIDINNYORSCTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.