Tuan Le is a registered investment advisor at LPL Financial LLC, based in Conshohocken, PA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1920 Butler Pike, Conshohocken, PA, 19428
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
May 2013Customer Dispute
November 2011Other Business Activities
Tuan operates under DBAs for his LPL business, including TruMark Financial Investor Services and TruMark Financial Wealth Advisors, dedicating full-time hours to the latter. He also owns multiple rental real estate properties, spending minimal to about 10-20% of his time on them.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cuso Financial Services, L.P.Broker
Cuso Financial Services, L.P.
PNC InvestmentsBroker
PNC Investments
Cco Investment Services CORP.
Cco Investment Services CORP.Broker
Suntrust Investment Services, INC.Broker
Citizens Investment Services CORP.Broker
Dreyfus Investment Services Company, LLCBroker
Edward JonesBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.