Alan Matthew Sabo

Berthel Fisher & Company Financial Services, INC.

26 Years of Experience

2 DisclosuresBrokerSells Insurance

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth

Berthel Fisher & Company Financial Services, INC.

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

172 advisors

Number of Clients

2,942 clients

Average Client Portfolio

$271K average

Assets Under Management

$798.1M

Fee Structure

Minimum Investment:$25K

Location

4411 Suwanee Dam Road, Suite 555, Suwanee, GA, 30024-8708

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Employment Separation After Allegations

December 2012

Customer Dispute

May 2011

Closed-No Action

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Alan sells life insurance through Level Creek Wealth Management and works as an Uber driver. Selling life insurance takes about a quarter of Alan's time, while driving for Uber takes about 10-20% of his time.

Employment History

Current Registrations

Berthel Fisher & Company Financial Services, INC.

January 2013 - Present · 13 yrs 1 mo

Berthel, Fisher & Company Financial Services, INC.Broker

January 2013 - Present · 13 yrs 1 mo

Previous Registrations

Esi Financial Advisors

March 2003 - January 2013 · 9 yrs 10 mos

Equity Services, INC.Broker

August 1999 - January 2013 · 13 yrs 5 mos

State Registrations12 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.