Alan Sabo
Alan Sabo is a registered investment advisor at Berthel Fisher & Company Financial Services, INC., based in Suwanee, GA, with 26 years of industry experience. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 2,942 clients with $800M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Berthel Fisher offers asset management services through various platforms. Fees are based on the amount of assets managed and are negotiable, with a maximum of 2.5% annually. Fees may be charged in advance or arrears, monthly or quarterly. Clients may incur additional charges from third parties, such as mutual fund expenses and IRA fees. Berthel Fisher prohibits purchases of 12b-1 fee-paying share classes in managed accounts. Clients should discuss the costs and benefits of each platform with their advisor to select the most suitable option.
Location
4411 Suwanee Dam Road, Suite 555, Suwanee, GA, 30024-8708
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
December 2012Customer Dispute
May 2011Other Business ActivitiesSells Insurance
Alan sells life insurance through Level Creek Wealth Management and works as an Uber driver. Selling life insurance takes about a quarter of Alan's time, while driving for Uber takes about 10-20% of his time.
Employment History
Current Registrations
Berthel, Fisher & Company Financial Services, INC.Broker
Berthel Fisher & Company Financial Services, INC.
Previous Registrations
Esi Financial Advisors
Equity Services, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.