Alan Sabo
Alan Sabo is a registered investment advisor at Berthel Fisher & Company Financial Services, INC., based in Suwanee, GA, with 27 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 3,352 clients with $910M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum allowable fee across programs is 2.50% annually. Actual fees are negotiable and vary by advisor, account size, and platform.
Fee Estimator
Location
4411 Suwanee Dam Road, Suite 555, Suwanee, GA, 30024-8708
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
December 2012Customer Dispute
May 2011Other Business ActivitiesSells Insurance
Alan sells life insurance through Level Creek Wealth Management and works as an Uber driver. Selling life insurance takes about a quarter of Alan's time, while driving for Uber takes about 10-20% of his time.
Employment History
Current Registrations
Berthel, Fisher & Company Financial Services, INC.Broker
Berthel Fisher & Company Financial Services, INC.
Previous Registrations
Esi Financial Advisors
Equity Services, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- James Morris, CFPThe Lloyd Advisory Group
- Peter Geckeler, CFPLegacy Planning Advisors, LLC
- Elijah Sheffield, CFPLPL Financial LLC
- Tracy Aufleger, ChFCAmeriprise Financial Services, LLC
- Bradley Barger, CFP, ChFCWeaver Capital Management, LLC
- Timothy Mersereau, ChFCMersereau, Lazenby & Rockas, L.L.C.