BT
BT

Brooks Tomblin

26 Years of Experience
Daytona Beach, FL
Broker

Brooks Tomblin is a registered investment advisor at Raymond James & Associates, INC., based in Daytona Beach, FL, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

444 Seabreeze Blvd, Suite 700, Daytona Beach, FL, 32118

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brooks owns Tomblinholdingsllc, a rental real estate business, since 2012. Brooks dedicates minimal time to VRBO rentals.

Employment History
Current Registrations
Raymond James & Associates, INC.
January 2023 - Present · 3 yrs 6 mos
Raymond James & Associates, INC.Broker
January 2023 - Present · 3 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
February 2014 - January 2023 · 8 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
February 2014 - January 2023 · 8 yrs 11 mos
Raymond James & Associates, INC.
July 2004 - February 2014 · 9 yrs 7 mos
Raymond James & Associates, INC.Broker
May 2004 - February 2014 · 9 yrs 9 mos
UBS Financial Services INC.
September 2001 - May 2004 · 2 yrs 8 mos
UBS Financial Services INC.Broker
September 2001 - May 2004 · 2 yrs 8 mos
A. G. Edwards & Sons, INC.Broker
September 1999 - October 2001 · 2 yrs 1 mo
State Registrations31 states
ALARAZCACOCTDEFLGAHIILINKYMAMDMINCNHNJNVNYOHOKPASCTNTXVAVTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.