Robert Spencer
Robert Spencer is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Atlanta, GA, with 26 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
3438 Peachtree Rd Ne, Phipps Tower Ste 1200, Atlanta, GA, 30326
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also owns R Spencer Enterprises, LLC and has an 11% ownership in TFWM, LLC, dedicating minimal time and a few hours per week, respectively, to these entities.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Northwestern Mutual Wealth Management Company
Northwestern Mutual Investment Services,llc
Wachovia Securities, INC.
Wachovia Securities, INC.Broker
H&r Block Financial Advisors, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.