JB
JB
Joseph Barreca
26 Years of Experience
Harvey, LA
2 DisclosuresBroker
Joseph Barreca is a registered investment advisor at Wells Fargo Advisors, based in Harvey, LA, with 26 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
Harvey, LA
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2025Settled
Customer Dispute
February 2025Denied
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
October 2024 - Present · 2 yrs
Wells Fargo Advisors
October 2024 - Present · 2 yrs
Previous Registrations
First Horizon Advisors, INC
January 2021 - October 2024 · 3 yrs 9 mos
First Horizon Advisors, INC.Broker
January 2021 - October 2024 · 3 yrs 9 mos
Infinex Investments, INC.
July 2016 - January 2021 · 4 yrs 6 mos
Infinex Investments, INC.Broker
July 2016 - January 2021 · 4 yrs 6 mos
Essex National Securities, LLC
November 2007 - July 2016 · 8 yrs 8 mos
Essex National Securities, LLCBroker
November 2007 - July 2016 · 8 yrs 8 mos
Investment Advisors
September 2005 - November 2007 · 2 yrs 2 mos
Proequities, INC.Broker
November 2003 - November 2007 · 4 yrs
Wells Fargo Investments, LLCBroker
November 2001 - November 2003 · 2 yrs
Wells Fargo Investments, LLC
November 2001 - November 2003 · 2 yrs
Pfic Securities CorporationBroker
December 2000 - October 2001 · 10 mos
Bank United Securities CORP.Broker
June 2000 - December 2000 · 6 mos
Hibernia Investments, L.L.C.Broker
September 1999 - June 2000 · 9 mos
State Registrations32 states
ALARAZCACODEFLGAIDILINKSKYLAMAMIMOMSMTNCNHNYOHOKRISCSDTNTXVAWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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