Kelly Baumbach
Kelly Baumbach is a CFP-designated registered investment advisor at Baker Tilly Wealth Management, LLC, based in Madison, WI, with 25 years of industry experience. Kelly is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 753 clients with $5.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.65% |
| $10M+ | 0.55% |
Fees are negotiable. Certain clients may receive portfolio management services under a different fee schedule that will transition over time to the standard fee schedule.
Fee Estimator
Location
4807 Innovate Lane, Madison, WI, 53718
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kelly spends most of her time (95%) on advisory services through Baker Tilly Capital, LLC and Baker Tilly Wealth Management, LLC. She also has several passive investments and owns a holding company for short-term rentals, and is an insurance agent since June 2023.
Employment History
Current Registrations
Baker Tilly Capital, LLCBroker
Baker Tilly Wealth Management, LLC
Previous Registrations
Wealthspire Advisors
Wealthspire Capital, LLCBroker
Wealthspire Advisors
Baker Tilly Capital, LLCBroker
United Planners' Financial Services of America a Limited PartnerBroker
Baker Tilly Investment Advisors
Banc One Securities CorporationBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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