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Scott Niekamp

25 Years of Experience
Clearwater, FL
7 DisclosuresBrokerSells Insurance

Scott Niekamp is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Clearwater, FL, with 25 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

17757 US Highway 19 N, Suite 100, Clearwater, FL, 33764

Get directions

History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
February 2023
Final
Regulatory
August 2021
Final
Regulatory
June 2021
Final
Customer Dispute
April 2021
Settled
Customer Dispute
July 2019
Settled
Customer Dispute
February 2018
Denied
Customer Dispute
February 2018
Settled
Other Business ActivitiesSells Insurance

Scott may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He is also the 100% owner of Niekamp Group LLC, an S Corp to receive WMC compensation, dedicating minimal time to this activity.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
April 2007 - Present · 19 yrs 1 mo
Northwestern Mutual Investment Services, LLCBroker
June 2000 - Present · 25 yrs 11 mos
State Registrations18 states
AZCACODCFLILINKSKYMAMIMNMONVOKTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Niekamp - Financial Advisor | TrueAdvisor