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David Lester

26 Years of Experience
Peachtree Cty, GA
2 DisclosuresBrokerSells Insurance

David Lester is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Peachtree Cty, GA, with 26 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2138 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1104 N Peachtree Pkwy, Ste 100, Peachtree Cty, GA, 30269

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2011
Denied
Customer Dispute
December 2007
Settled
Other Business ActivitiesSells Insurance

David may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He is also the treasurer of the Harris County, GA chapter of the National Wild Turkey Federation, owns investment property, and is the owner of LCP Associates, LLC, which he uses for his wealth management practice.

Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
October 2016 - Present · 10 yrs
Northwestern Mutual Investment Services,llc
October 2016 - Present · 10 yrs
Previous Registrations
Wells Fargo Advisors, LLC
August 2004 - October 2016 · 12 yrs 2 mos
Wells Fargo Advisors, LLCBroker
November 2000 - October 2016 · 15 yrs 11 mos
Northwestern Mutual Investment Services, LLCBroker
February 2000 - October 2000 · 8 mos
State Registrations20 states
ALCADEFLGAIDKSLAMDMNMTNCNMNYOHOKPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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