William Brown
William Brown is a registered investment advisor at RBC Capital Markets, LLC, based in Beverly Hills, CA, with 53 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
9465 Wilshire Boulevard, Suite 700, Beverly Hills, CA, 90212-2351
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Regulatory History (4)
Regulatory
December 2015Employment Separation After Allegations
April 2014Regulatory
July 1991Regulatory
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Morgan, Olmstead, Kennedy & Gardner IncorporatedBroker
Oppenheimer & CO., INC.Broker
A. G. Becker IncorporatedBroker
Becker Securities IncorporatedBroker
Loeb Rhoades & COBroker
Reynolds Securities, INC.Broker
Clark, Dodge & CO., IncorporatedBroker
Reynolds Securities, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.