FM
FM

Frederick Warren Middleton

58 Years of Experience
Broker
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
19 advisors
Number of Clients
344 clients
Average Client Portfolio
$16.9M average
Assets Under Management
$5.8B

Fee Structure

Minimum Investment:$3M
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.50%
$1.0M - $3.0M1.25%
$3.0M - $4.0M1.00%
$4M+1.00%

Lower rates on higher tiers when a tiered fee schedule is utilized, except in extenuating circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$30,000
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Location

250 W. Nottingham, Suite 300, San Antonio, TX, 78209

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Frederick has partial ownership in Los Amigos Ranch, a family ranch, since 1981. He spends minimal time on ranch duties, which are typical property ownership responsibilities, and no time during securities trading hours.

Employment History
Current Registrations
Sendero Securities, LLCBroker
June 2008 - Present · 17 yrs 8 mos
Sendero Wealth Management, LLC
December 2007 - Present · 18 yrs 2 mos
Previous Registrations
Condera Securities, LLCBroker
March 2002 - August 2008 · 6 yrs 5 mos
Redstone Consulting LLC
August 2000 - December 2007 · 7 yrs 4 mos
Painewebber IncorporatedBroker
January 1991 - April 2000 · 9 yrs 3 mos
Rotan Mosle INC.Broker
March 1973 - January 1991 · 17 yrs 10 mos
Funk Hart Poulton & Middleton INCBroker
October 1966 - May 1973 · 6 yrs 7 mos
State Registrations1 state
TX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Frederick Warren Middleton - Financial Advisor | TrueAdvisor