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HM
CFP · ChFC
HM
CFP · ChFC

Harlan Miller

Cetera Investment Advisers LLC
53 Years of Experience
Dayton, OH
BrokerSells Insurance
View SEC Summary
View SEC Summary

Harlan Miller is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Dayton, OH, with 53 years of industry experience. Harlan is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

259 Regency Ridge Dr, Dayton, OH, 45459

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Harlan is an independent insurance agent selling various insurance products since 1972, dedicating a few hours per week. He is also an IAR for Regency Financial, a managing member of HVMA LLC (real estate), and a board member for Far Hills Condominium Association Inc and Tawasi lunch club.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLCBroker
September 2013 - Present · 13 yrs 1 mo
Cetera Wealth Services, LLC
September 2013 - Present · 13 yrs 1 mo
Regency Financial, LLC
October 2003 - Present · 23 yrs
Previous Registrations
Cetera Advisor Networks LLC
September 2013 - June 2023 · 9 yrs 9 mos
Walnut Street Securities, INC.
March 2006 - September 2013 · 7 yrs 6 mos
Walnut Street Advisers INC
December 1999 - November 2006 · 6 yrs 11 mos
Walnut Street Securities, INC.Broker
November 1995 - September 2013 · 17 yrs 10 mos
Royal Alliance Associates, INC.Broker
November 1989 - October 1995 · 5 yrs 11 mos
Carillon Investments, INC.Broker
October 1985 - January 1992 · 6 yrs 3 mos
Integrated Resources Equity CorporationBroker
May 1983 - November 1989 · 6 yrs 6 mos
American United Life Insurance CompanyBroker
August 1973 - November 1995 · 22 yrs 3 mos
Aul Equity Sales CORP.Broker
August 1973 - June 1983 · 9 yrs 10 mos
State Registrations16 states
ALCAFLGAILINKYMIMONCNYOHSCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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