Harlan Miller
Harlan Miller is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Dayton, OH, with 52 years of industry experience. Harlan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
259 Regency Ridge Dr, Dayton, OH, 45459
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Harlan is an independent insurance agent selling various insurance products since 1972, dedicating a few hours per week. He is also an IAR for Regency Financial, a managing member of HVMA LLC (real estate), and a board member for Far Hills Condominium Association Inc and Tawasi lunch club.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Regency Financial, LLC
Previous Registrations
Cetera Advisor Networks LLC
Walnut Street Securities, INC.
Walnut Street Advisers INC
Walnut Street Securities, INC.Broker
Royal Alliance Associates, INC.Broker
Carillon Investments, INC.Broker
Integrated Resources Equity CorporationBroker
American United Life Insurance CompanyBroker
Aul Equity Sales CORP.Broker
State Registrations16 states
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