W. Steen
W. Steen is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Dayton, OH, with 45 years of industry experience. W. operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
7333 Paragon Rd Ste 250, Dayton, OH, 45459
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business ActivitiesSells Insurance
W. is a financial professional at Peak Advisory Group and a minority owner/financial professional at Prosperity Advisors, LLC, both DBAs for financial services, dedicating full-time hours to each. W. also sells fixed insurance products, including annuities and long-term care, spending a few hours per week, and owns Petra Financial Solutions, a tax preparation business, dedicating a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Vestax Securities Corporation
Petra Capital Management Group, INC.
Vestax Securities CorporationBroker
Ifg Network Securities, INC.Broker
Banc One Securities CorporationBroker
Ifg Network Securities, INC.Broker
Planned Investments INC.Broker
Shearson Lehman Hutton INC.Broker
Painewebber IncorporatedBroker
E. F. Hutton & Company INCBroker
Phoenix Equity Planning CorporationBroker
State Registrations23 states
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