Lawrence Miller
Lawrence Miller is a registered investment advisor at Nbc Securities, INC., based in Birmingham, AL, with 55 years of industry experience. Lawrence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 4,545 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NBC Securities offers investment management through various programs. The fees are based on a percentage of your assets, typically ranging from 0.50% to 2.50% annually, depending on the investment manager selected, the size of your portfolio, and the complexity of the services. Minimum program fees may apply. These fees generally cover the advisory services, investment manager fees, and transaction costs, but there may be additional charges for brokerage commissions, margin interest, and custody fees. Some programs offer trade allotments with no transaction fees, while others charge per transaction.
Location
1927 1st Avenue North, Birmingham, AL, 35203-0686
Get directionsHistory
Regulatory History (4)
Customer Dispute
December 2012Customer Dispute
June 2010Customer Dispute
October 2002Customer Dispute
March 2000Other Business Activities
Lawrence and Eloise own Elegiac LLC, which owns the office condo where Lawrence's NBC Securities Inc branch office is located. Lawrence spends minimal time collecting rent, paying the mortgage, and handling utilities.
Employment History
Current Registrations
Nbc Securities, INC.Broker
Nbc Securities, INC.
Previous Registrations
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Ferris, Baker Watts, LLC
Ferris, Baker Watts, LLCBroker
Mcdonald Investments INC.
Mcdonald Investments INC.Broker
First Union Securities, INC.Broker
Painewebber IncorporatedBroker
E. F. Hutton & Company INCBroker
Blunt Ellis & Loewi IncorporatedBroker
Loewi & CO., IncorporatedBroker
Vercoe & Company, INC.Broker
Hayden Stone INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.