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Lawrence Miller

Lanark Financial, INC.
56 Years of Experience
Granville, OH
5 DisclosuresBroker
View SEC Summary
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Lawrence Miller is a registered investment advisor at Lanark Financial, INC., based in Granville, OH, with 56 years of industry experience. Lawrence is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Corporate Executives, Education Planning, Estate Planning, Federal Employees, and 6 more. Their firm serves 3,576 clients with $1.8B in assets under management.

Lanark Financial, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
72 advisors
Number of Clients
3,576 clients
Average Client Portfolio
$499K average
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Advisory fees generally range from 0.50% to 2.50% annually based on the investment manager selected, portfolio size, and complexity. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1670 Columbus Rd, Suite A, Granville, OH, 43023

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2026
Pending
Customer Dispute
December 2012
Settled
Customer Dispute
June 2010
Denied
Customer Dispute
October 2002
Denied
Customer Dispute
March 2000
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Lawrence and Eloise own Elegiac LLC, which owns the office condo where Lawrence's NBC Securities Inc branch office is located. Lawrence spends minimal time collecting rent, paying the mortgage, and handling utilities.

Employment History
Current Registrations
Lanark Financial, INC.Broker
June 2014 - Present · 12 yrs 4 mos
Lanark Financial, INC.
June 2014 - Present · 12 yrs 4 mos
Previous Registrations
RBC Capital Markets, LLCBroker
March 2009 - July 2014 · 5 yrs 4 mos
RBC Capital Markets, LLC
March 2009 - July 2014 · 5 yrs 4 mos
Ferris, Baker Watts, LLC
December 2006 - March 2009 · 2 yrs 3 mos
Ferris, Baker Watts, LLCBroker
December 2006 - March 2009 · 2 yrs 3 mos
Mcdonald Investments INC.
October 2005 - December 2006 · 1 yr 2 mos
Mcdonald Investments INC.Broker
December 1999 - December 2006 · 7 yrs
First Union Securities, INC.Broker
April 1994 - January 2000 · 5 yrs 9 mos
Painewebber IncorporatedBroker
August 1987 - April 1994 · 6 yrs 8 mos
E. F. Hutton & Company INCBroker
October 1983 - August 1987 · 3 yrs 10 mos
Blunt Ellis & Loewi IncorporatedBroker
April 1978 - October 1983 · 5 yrs 6 mos
Loewi & CO., IncorporatedBroker
September 1977 - April 1978 · 7 mos
Vercoe & Company, INC.Broker
December 1973 - October 1977 · 3 yrs 10 mos
Hayden Stone INC.Broker
September 1970 - January 1974 · 3 yrs 4 mos
State Registrations17 states
ALCACOFLKSKYMINYOHOKORPASCTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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