Dolores Monte
Dolores Monte is a registered investment advisor at Cetera Investment Advisers LLC, based in Brooklyn, NY, with 50 years of industry experience. Dolores operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
8804 Fourth Ave, Brooklyn, NY, 11209
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Dolores manages messages and sales agents for listed properties through Monte Realty, spending minimal time. She also owns DM Financial Services Inc., offering tax planning, preparation, and representation, dedicating a few hours per week, and is the trustee for The Vito Caleca Trust.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Summit Brokerage Services, INC.Broker
Crown Capital Securities, L.P.Broker
J.W. Cole Financial, INC.Broker
Financial Advisers of America, LLCBroker
Girard Securities, INC.Broker
Sentra Securities CorporationBroker
Investacorp, INC.Broker
Wall Street Management CorporationBroker
Painewebber IncorporatedBroker
Blyth Eastman Dillon & CO. IncorporatedBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.