James Morrison
James Morrison is a registered investment advisor at Ae Wealth Management, LLC, based in Coldwater, MI, with 53 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 128,073 clients with $50B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Fees are negotiable and set by individual investment advisor representatives up to a maximum annual rate of 2.50% (rates above 2.0% require compliance approval).
Fee Estimator
Location
Coldwater, MI
Get directionsHistory
Regulatory History (3)
Customer Dispute
July 2004Customer Dispute
April 2003Customer Dispute
April 2003Other Business ActivitiesSells Insurance
James is the Vice President of James J. Morrison & Associates, Inc. DBA Morrison Financial Group, where he focuses on insurance sales and services, dedicating nearly full-time hours to this role.
Employment History
Current Registrations
Ae Wealth Management, LLC
Previous Registrations
Global Financial Private Capital, LLC
G.F. Investment Services, LLCBroker
Spc
Sigma Financial CorporationBroker
Usallianz Securities, INC.
Usallianz Securities, INC.Broker
Jefferson Pilot Securities CorporationBroker
Jefferson-Pilot Investor Services, INC.Broker
Pruco Securities CorporationBroker
Massachusetts Mutual Life Insurance CompanyBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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