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Andrew Morse

55 Years of Experience
Chicago, IL
1 DisclosureBroker

Andrew Morse is a registered investment advisor at Hightower Advisors, LLC, based in Chicago, IL, with 55 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 56,418 clients with $160B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1028 advisors
Number of Clients
56,418 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$164.8B

Fee Structure

Hightower Advisors offers investment management services where fees are negotiable and can be calculated as a percentage of your portfolio. The percentage can be a flat rate, tiered based on asset levels, or tiered floating. Fees are typically deducted from your account and can be charged either in advance or after the service is provided, calculated quarterly or monthly. Some advisors may adjust fees based on significant deposits or withdrawals during the billing cycle. The firm may also household accounts for price breaks.

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Location

200 W. Madison St., Suite 2500, Chicago, IL, 60606

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2016
Denied
Other Business Activities

Andrew is a director at Seacor Marine Holdings since 2000, dedicating a few hours per week to chairing and being a member of various committees. He also serves as a corporate officer in property management for KGP Realty LLC, spending a few hours per week.

Employment History
Current Registrations
Hightower Securities, LLC
July 2010 - Present · 15 yrs 10 mos
Hightower Advisors, LLC
July 2010 - Present · 15 yrs 10 mos
Hightower Securities, LLCBroker
July 2010 - Present · 15 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
June 2004 - August 2010 · 6 yrs 2 mos
UBS Financial Services INC.Broker
October 2001 - August 2010 · 8 yrs 10 mos
Salomon Smith Barney INC.Broker
March 1993 - October 2001 · 8 yrs 7 mos
Lehman Brothers INC.Broker
January 1990 - April 1993 · 3 yrs 3 mos
Drexel Burnham Lambert IncorporatedBroker
March 1978 - August 1989 · 11 yrs 5 mos
Salomon BrothersBroker
July 1970 - March 1978 · 7 yrs 8 mos
State Registrations6 states
DCFLMANJNYVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.