Robert Mummey
Robert Mummey is a registered investment advisor at Osaic Wealth, INC., based in Westlake Village, CA, with 52 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
2829 Townsgate Rd, Suite 100, Westlake Village, CA, 91361
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Regulatory History (1)
Customer Dispute
May 2025Other Business ActivitiesSells Insurance
Robert is an insurance agent for several companies, selling life insurance since 2009. He also co-authored a book with his sister and is involved with L&B Publishing, as well as running a website for marketing and photography; he dedicates minimal time to each of these activities. Robert is also a board member of the World Children Transplant Fund.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Esi Financial Advisors
Equity Services, INC.Broker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.