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Lawrence Buckley

56 Years of Experience
Atlanta, GA
Broker

Lawrence Buckley is a registered investment advisor at UBS Financial Services INC., based in Atlanta, GA, with 56 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

3560 Lenox Road NE, 28th floor, Atlanta, GA, 30326

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Lawrence is a trustee for the Rawson Family Charitable Remainder Trust since 2009. He is also an investor in Monroe Promenade LLC, a commercial real estate company, since 2011.

Employment History
Current Registrations
UBS Financial Services INC.
May 2009 - Present · 17 yrs
UBS Financial Services INC.Broker
May 2009 - Present · 17 yrs
Previous Registrations
Deutsche Bank Securities INC.
February 2007 - June 2009 · 2 yrs 4 mos
Deutsche Bank Securities INC.Broker
January 2001 - June 2009 · 8 yrs 5 mos
Db Alex. Brown LLCBroker
September 1997 - January 2001 · 3 yrs 4 mos
Alex. Brown & Sons IncorporatedBroker
October 1989 - September 1997 · 7 yrs 11 mos
Interstate/johnson Lane CorporationBroker
October 1988 - September 1989 · 11 mos
Johnson, Lane, Space, Smith & CO., INC.Broker
July 1969 - October 1988 · 19 yrs 3 mos
State Registrations7 states
FLGANYOHSCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.