Thomas Noonan
Thomas Noonan is a registered investment advisor at Thomas R. Noonan, INC., based in Ft. Lauderdale, FL, with 55 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 12 clients with $22M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $5.0M | 0.80% |
| $5M+ | 0.80% |
Fees may be negotiable at TRN's discretion.
Fee Estimator
Location
Ft. Lauderdale, FL
Get directionsHistory
Regulatory History (1)
Regulatory
May 1980Other Business Activities
Thomas is a public speaker on business topics since 1994, spending minimal time and never offering investment advice. He is also listed on state registration forms and tax returns for Any Lab Test Broward, a health testing business owned by his wife and sons, and is a 50% owner of Allen and Noonan, a new FINRA registered broker/dealer that has not been approved yet, both requiring minimal time.
Employment History
Current Registrations
Thomas R. Noonan, INC.
Previous Registrations
Avenir Financial GroupBroker
Avenir Financial GroupBroker
Avenir Financial GroupBroker
Union Financial CORP.Broker
Oppenheimer & CO., INC.Broker
Ross, Stebbins INC.Broker
John Muir & CO.Broker
Dean Witter Reynolds INC.Broker
Loeb PartnersBroker
Hornblower, Weeks, Noyes & Trask IncorporatedBroker
Hornblower & Weeks - Hemphill, Noyes IncorporatedBroker
Smith Barney, Harris Upham & CO., IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.