TrueAdvisor
TrueAdvisor
TN
TN

Thomas Noonan

Thomas R. Noonan, INC.
56 Years of Experience
Ft. Lauderdale, FL
1 Disclosure
View SEC Summary
View SEC Summary

Thomas Noonan is a registered investment advisor at Thomas R. Noonan, INC., based in Ft. Lauderdale, FL, with 56 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 12 clients with $22M in assets under management.

Thomas R. Noonan, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
12 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$22.0M

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $2.0M0.90%
$2.0M - $5.0M0.80%
$5M+0.80%

Thomas R. Noonan, Inc. has the discretion to negotiate lower fees or waive fees in individual cases.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Ft. Lauderdale, FL

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 1980
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Thomas is a public speaker on business topics since 1994, spending minimal time and never offering investment advice. He is also listed on state registration forms and tax returns for Any Lab Test Broward, a health testing business owned by his wife and sons, and is a 50% owner of Allen and Noonan, a new FINRA registered broker/dealer that has not been approved yet, both requiring minimal time.

Employment History
Current Registrations
Thomas R. Noonan, INC.
September 1994 - Present · 32 yrs 1 mo
Previous Registrations
Avenir Financial GroupBroker
February 2015 - December 2015 · 10 mos
Avenir Financial GroupBroker
July 2013 - August 2013 · 1 mo
Avenir Financial GroupBroker
March 2012 - April 2013 · 1 yr 1 mo
Union Financial CORP.Broker
March 1993 - April 2010 · 17 yrs 1 mo
Oppenheimer & CO., INC.Broker
March 1982 - June 1993 · 11 yrs 3 mos
Ross, Stebbins INC.Broker
September 1981 - March 1982 · 6 mos
John Muir & CO.Broker
February 1981 - September 1981 · 7 mos
Dean Witter Reynolds INC.Broker
July 1979 - February 1980 · 7 mos
Loeb PartnersBroker
January 1978 - August 1979 · 1 yr 7 mos
Hornblower, Weeks, Noyes & Trask IncorporatedBroker
May 1977 - January 1978 · 8 mos
Hornblower & Weeks - Hemphill, Noyes IncorporatedBroker
June 1976 - May 1977 · 11 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
June 1969 - July 1976 · 7 yrs 1 mo
State Registrations1 state
FL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Ft. Lauderdale, FL →All financial advisors in Florida →