Walter Obremski
Walter Obremski is a CFP-designated registered investment advisor at Prospera Financial Services, INC., based in O'Fallon, MO, with 54 years of industry experience. Their practice areas include Estate Planning, Retirement Planning. Their firm serves 19,103 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prospera Financial Services offers investment management through various programs. The fees are based on a percentage of your portfolio's value and are negotiable, but the maximum annual fee is 2.15%. The specific fee and services are agreed upon in an advisory agreement. Fees are typically deducted from your account. Some programs may have additional fees, such as transaction costs or sub-account fees. Prospera also participates in revenue sharing with custodians and other third parties, which creates a conflict of interest.
Location
311 E. Elm, O'Fallon, MO, 63366
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Regulatory History (1)
Regulatory
September 1992Other Business Activities
Walter is the president of B & B Finanical Planning Co., Inc., a registered investment advisor, and spends about half his time managing and operating the business. He also has ownership stakes in two investment clubs and is a landlord for rental real estate, dedicating minimal time to these activities.
Employment History
Current Registrations
Prospera Financial Services, INC.Broker
B & B Financial Planning CO., INC.
Previous Registrations
Cutter & Company, INC.Broker
Westport Financial Group, INC.Broker
Group Five Financial CorporationBroker
Tri Fund Securities CorporationBroker
Columbine Securities, INC.Broker
Anchor National Financial Services, INC.Broker
Darpel Equities, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.