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Ronald Ongaro

53 Years of Experience
New York, NY
Broker

Ronald Ongaro is a registered investment advisor at Morgan Stanley, based in New York, NY, with 53 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 East 52nd Street, 12th Floor, New York, NY, 10055

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ronald is an ad hoc member for The Ohio State University, reviewing the Endowment annual report. This non-investment related activity takes minimal time outside of business hours.

Employment History
Current Registrations
Morgan Stanley
March 2011 - Present · 15 yrs 6 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
February 2009 - June 2009 · 4 mos
UBS Financial Services INC.Broker
November 2007 - March 2009 · 1 yr 4 mos
Thomas Weisel Partners LLCBroker
September 2003 - September 2006 · 3 yrs
Goldman, Sachs & CO.Broker
July 1987 - July 2003 · 16 yrs
Donaldson, Lufkin & Jenrette Securities CorporationBroker
July 1981 - June 1987 · 5 yrs 11 mos
Dean Witter Reynolds INC.Broker
August 1980 - July 1981 · 11 mos
Cs First Boston CorporationBroker
June 1978 - August 1980 · 2 yrs 2 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
May 1973 - June 1978 · 5 yrs 1 mo
Donaldson, Lufkin & Jenrette, INC.Broker
March 1973 - October 1973 · 7 mos
The Ohio CompanyBroker
February 1971 - September 1972 · 1 yr 7 mos
State Registrations34 states
ALARAZCACOCTDCDEFLGAIDILKSLAMAMDMENCNHNJNVNYORPAPRRISCTXUTVAVTVirgin IslandsWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ronald Ongaro - Financial Advisor | TrueAdvisor