John Ostner
John Ostner is a registered investment advisor at LPL Financial LLC, based in Little Rock, AR, with 58 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
301 Natural Resources Dr #202, Little Rock, AR, 72205
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John owns rental real estate and dedicates about 10% of his time to managing six residential rental properties. He also spends about a quarter of his time with Retirement Advisors of Arkansas, selling life, health, disability, long-term care, and fixed annuities, and selling fixed insurance.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Variable Annuity Sales CorporationBroker
Mony Securities CorporationBroker
The Mutual Life Insurance Company of New YorkBroker
Equity Services, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.