Norman Pappas
Norman Pappas is a ChFC-designated registered investment advisor at The Enterprise Investment Company, based in Farmington Hills, MI, with 55 years of industry experience. Norman is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, High Net Worth, and 3 more. Their firm serves 841 clients with $610M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.10% |
| $2.0M - $3.0M | 0.95% |
| $3.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.25% |
Fees are negotiable under certain circumstances at the firm's discretion. Custodian and execution fees are charged separately.
Fee Estimator
Location
30301 Northwestern Highway, Suite 200, Farmington Hills, MI, 48334
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Norman is involved in numerous business activities, including serving as a board member for the Jewish Federation of Metropolitan Detroit, an Investment Adviser Rep & CCO for Enterprise Investment Company, a salaried employee/owner of Napco, Inc. (full-time), and managing/partnering in various real estate and investment holding companies, foundations, and partnerships, all requiring minimal time.
Employment History
Current Registrations
The Enterprise Investment Company
The Enterprise Securities CompanyBroker
Previous Registrations
Mutual Service CorporationBroker
Ogilvie & Taylor Securities CorporationBroker
Noreq Securities CorporationBroker
Cigna Securities, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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