Joseph Pardi
Joseph Pardi is a registered investment advisor at Janney Montgomery Scott LLC, based in Boca Raton, FL, with 52 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.
Location
2385 NW Executive Center Drive, Suite 200, Boca Raton, FL, 33431
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2018Customer Dispute
July 2001Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
Janney Montgomery Scott LLC
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Cibc World Markets CORP.Broker
Twenty-First Securities CorporationBroker
Rooney, Pace INC.Broker
D. H. Blair & CO., INC.Broker
Oppenheimer & CO., INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
Dean Witter & CO. IncorporatedBroker
Dupont Walston, IncorporatedBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.