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Joseph Pardi

Janney Montgomery Scott LLC
52 Years of Experience
Boca Raton, FL
2 DisclosuresBroker
View SEC Summary
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Joseph Pardi is a registered investment advisor at Janney Montgomery Scott LLC, based in Boca Raton, FL, with 52 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2385 NW Executive Center Drive, Suite 200, Boca Raton, FL, 33431

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2018
Denied
Customer Dispute
July 2001
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Janney Montgomery Scott LLC
November 2024 - Present · 1 yr 11 mos
Janney Montgomery Scott LLCBroker
November 2024 - Present · 1 yr 11 mos
Previous Registrations
Wells Fargo Advisors
November 2002 - November 2024 · 22 yrs
Wells Fargo Clearing Services, LLCBroker
October 2002 - November 2024 · 22 yrs 1 mo
Cibc World Markets CORP.Broker
July 1991 - October 2002 · 11 yrs 3 mos
Twenty-First Securities CorporationBroker
January 1987 - August 1991 · 4 yrs 7 mos
Rooney, Pace INC.Broker
April 1985 - June 1986 · 1 yr 2 mos
D. H. Blair & CO., INC.Broker
January 1984 - April 1985 · 1 yr 3 mos
Oppenheimer & CO., INC.Broker
August 1980 - January 1984 · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - September 1980 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
November 1974 - September 1978 · 3 yrs 10 mos
Dean Witter & CO. IncorporatedBroker
March 1974 - December 1974 · 9 mos
Dupont Walston, IncorporatedBroker
August 1973 - June 1974 · 10 mos
State Registrations21 states
ALAZCACOCTFLGAINKYMIMNNCNJNYOHPATXVAVTVirgin IslandsWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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