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Michael Levin

Janney Montgomery Scott LLC
45 Years of Experience
Boca Raton, FL
3 DisclosuresBroker
View SEC Summary
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Michael Levin is a registered investment advisor at Janney Montgomery Scott LLC, based in Boca Raton, FL, with 45 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2385 NW Executive Center Drive, Suite 200, Boca Raton, FL, 33431

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2007
Settled
Customer Dispute
September 2005
Denied
Customer Dispute
February 2001
Withdrawn
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael is a board member and treasurer for Florence Fuller Child Development Centers, dedicating minimal time to reviewing financial budgets. He is also a board member, and now President, for Villa D'este Community HOA, dealing with community issues and spending minimal time on this role.

Employment History
Current Registrations
Janney Montgomery Scott LLC
November 2005 - Present · 20 yrs 11 mos
Janney Montgomery Scott LLCBroker
November 2005 - Present · 20 yrs 11 mos
Previous Registrations
Advest, INC.
August 2004 - December 2005 · 1 yr 4 mos
Advest, INC.Broker
July 2004 - December 2005 · 1 yr 5 mos
UBS Financial Services INC.
June 1989 - August 2004 · 15 yrs 2 mos
UBS Financial Services INC.Broker
June 1989 - August 2004 · 15 yrs 2 mos
Painewebber IncorporatedBroker
May 1989 - June 1989 · 1 mo
Shearson Lehman Hutton INC.Broker
February 1988 - June 1989 · 1 yr 4 mos
E. F. Hutton & Company INCBroker
October 1980 - February 1988 · 7 yrs 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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