Jeffrey Phipps
Jeffrey Phipps is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Delray Beach, FL, with 53 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
601 E Atlantic Ave, Delray Beach, FL, 33483
Get directionsHistory
Regulatory History (4)
Customer Dispute
November 2004Customer Dispute
March 2003Customer Dispute
January 2003Customer Dispute
April 2000Other Business Activities
Jeffrey is an advisory board member for the Palm Beach County Medical Society Service Board, a charitable organization, dedicating a few hours per week. He is also a director for Mounts Botanical Gardens, another charitable organization, spending minimal time there.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Dean Witter Reynolds INC.Broker
Painewebber IncorporatedBroker
Raymond James & Associates, INC.Broker
Carey Financial CorporationBroker
E. F. Hutton & Company INCBroker
Dain, Kalman & Quail, IncorporatedBroker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.