William Read
William Read is a registered investment advisor at UBS Financial Services INC., based in Chicago, IL, with 54 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
1 North Wacker Drive, 32nd & 33rd, Chicago, IL, 60606
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2009Other Business Activities
William owns and manages Creekside Stables, involved in buying, selling, training, and breeding horses, dedicating about 10-20% of his time. He is also the President of Naperville Riding Center and a member of the Board of Directors for Stonebridge Country Club.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Peter NiceUBS Financial Services INC.
- Susan BaileyUBS Financial Services INC.
- Matthew Morris, CFAUBS Financial Services INC.
- Kirk OngmanUBS Financial Services INC.
- Allen CarterUBS Financial Services INC.
- Grant BrownUBS Financial Services INC.