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Barry Ringelheim

56 Years of Experience
Garden City, NY
2 DisclosuresBroker

Barry Ringelheim is a registered investment advisor at UBS Financial Services INC., based in Garden City, NY, with 56 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

1055 Franklin Avenue, Suite 300, Garden City, NY, 11530

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2006
Settled
Customer Dispute
April 2001
Denied
Other Business Activities

Barry is the President of the Lawrence Yacht and Country Club Men's Tennis Club, organizing events and matches. He is also involved with Long Island Lodge Bnai Brith #1353.

Employment History
Current Registrations
UBS Financial Services INC.
January 2024 - Present · 2 yrs 8 mos
UBS Financial Services INC.
September 2001 - Present · 25 yrs
UBS Financial Services INC.Broker
September 2001 - Present · 25 yrs
Previous Registrations
UBS Financial Services INC.
June 2015 - January 2024 · 8 yrs 7 mos
Salomon Smith Barney INC.Broker
July 1993 - September 2001 · 8 yrs 2 mos
Lehman Brothers INC.Broker
September 1979 - July 1993 · 13 yrs 10 mos
Loeb PartnersBroker
January 1978 - September 1979 · 1 yr 8 mos
Loeb Rhoades & CO. INC.Broker
January 1977 - January 1978 · 1 yr
Loeb, Rhoades & CO. INC.Broker
October 1975 - January 1977 · 1 yr 3 mos
Edwards & HanlyBroker
December 1969 - November 1975 · 5 yrs 11 mos
State Registrations24 states
AZCACOCTFLGAHIINMAMDMINCNJNVNYPARISCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Barry Ringelheim - Financial Advisor | TrueAdvisor