Barry Ringelheim
Barry Ringelheim is a registered investment advisor at UBS Financial Services INC., based in Garden City, NY, with 56 years of industry experience. Barry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
1055 Franklin Avenue, Suite 300, Garden City, NY, 11530
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2006Customer Dispute
April 2001Other Business Activities
Barry is the President of the Lawrence Yacht and Country Club Men's Tennis Club, organizing events and matches. He is also involved with Long Island Lodge Bnai Brith #1353.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
UBS Financial Services INC.
Salomon Smith Barney INC.Broker
Lehman Brothers INC.Broker
Loeb PartnersBroker
Loeb Rhoades & CO. INC.Broker
Loeb, Rhoades & CO. INC.Broker
Edwards & HanlyBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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