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Richard Campbell

Centaurus Financial, INC.
52 Years of Experience
Pacific Grove, CA
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Richard Campbell is a registered investment advisor at Centaurus Financial, INC., based in Pacific Grove, CA, with 52 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 5 more. Their firm serves 45,336 clients with $9.7B in assets under management.

Centaurus Financial, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
441 advisors
Number of Clients
45,336 clients
Average Client Portfolio
$215K average
Assets Under Management
$9.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum advisory fee is 2.25% for most programs (1.50% for annuity and variable life management, 1.35% for adviser-directed accounts). Fees are negotiable at the discretion of the representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Pacific Grove, CA

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1993
Settled
Customer Dispute
December 1992
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Richard is a sole proprietor involved in the sales and service of individual and small group health insurance since 1973. This activity takes a few hours per week and is not investment-related.

Employment History
Current Registrations
Centaurus Financial, INC.
May 2007 - Present · 19 yrs 5 mos
Centaurus Financial, INC.Broker
May 2007 - Present · 19 yrs 5 mos
Previous Registrations
Financial Network Investment Corporation
July 1997 - May 2007 · 9 yrs 10 mos
Financial Network Investment CorporationBroker
October 1989 - May 2007 · 17 yrs 7 mos
Kidder, Peabody & CO. IncorporatedBroker
July 1987 - November 1989 · 2 yrs 4 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
July 1986 - July 1987 · 1 yr
Equity Engineering, INC.Broker
December 1984 - December 1986 · 2 yrs
Mutual of Omaha Fund Management CompanyBroker
October 1974 - December 1986 · 12 yrs 2 mos
State Registrations6 states
AZCANMNYORWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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