Michael Lacey
Michael Lacey is a registered investment advisor at LPL Financial LLC, based in Dubuque, IA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
895 Main St, Dubuque, IA, 52004
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael has a DBA for his LPL business called MidWestOne Investment Services since 2022. He also engages in non-variable insurance activities, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Gwfs Equities, INC.Broker
Prudential Customer Solutions LLC
Prudential Investment Management Services LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
Global Portfolio Strategies, INC.
Prudential Investment Management Services LLCBroker
Farmers Financial Solutions, LLCBroker
Pruco Securities CorporationBroker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.