RY
RY

Rodney Au Yeung

5 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
1,317 clients
Average Client Portfolio
$240K average
Assets Under Management
$316.3M

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.65%
$250K - $500K1.55%
$500K - $1.0M1.50%
$1.0M - $2.0M1.40%
$2.0M - $5.0M1.35%
$5M+1.32%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Loading...

Location

Los Angeles, CA

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Rodney is an insurance agent providing insurance services since 2002. This investment-related activity takes about half of his time.

Employment History
Current Registrations
Discipline Wealth Solutions, INC.
October 2024 - Present · 1 yr 4 mos
Previous Registrations
Cpr Investments INC
October 2021 - October 2024 · 3 yrs
Aegis Wealth Management, INC.
September 2020 - October 2021 · 1 yr 1 mo
Strategic Advisors Alliance, LLC
June 2010 - September 2010 · 3 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.