Brett Moldenhauer
Brett Moldenhauer is a registered investment advisor at Moldenhauer & Associates, based in Orchard Park, NY, with 22 years of industry experience. Brett operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,152 clients with $760M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 1.00% |
| $1.0M - $2.5M | 0.85% |
| $2.5M+ | 0.72% |
Fees are negotiable. Maximum annual fee will not exceed 1.25%.
Fee Estimator
Location
6195 West Quaker Street, Orchard Park, NY, 14127
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brett conducts fixed insurance sales under Moldenhauer & Associates and is part owner and president of Buffalo Business & Estate Services, Ltd (d/b/a Moldenhauer & Associates), an entity created to facilitate securities, advisory, and insurance businesses, and which also owns rental property. He also has signing authority for 6195 W. Quaker, LLC, spending minimal time on this activity.
Employment History
Current Registrations
Moldenhauer & Associates
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
Ameritas Investment CORP.Broker
Carillon Investments, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.