KB
CFP
KB
CFP

Kenneth Baron

20 Years of Experience
Boynton Beach, FL
1 DisclosureBrokerSells Insurance

Kenneth Baron is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Boynton Beach, FL, with 20 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Boynton Beach, FL

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History

Regulatory History (1)
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Criminal
August 2001
Final Disposition
Other Business ActivitiesSells Insurance

Kenneth sells and services life and disability insurance outside of his MMLIA role since 2016. This takes a few hours per week.

Employment History
Current Registrations
MML Investors Services, LLC
June 2021 - Present · 5 yrs 4 mos
MML Investors Services, LLCBroker
January 2016 - Present · 10 yrs 9 mos
Previous Registrations
Park Avenue Securities LLCBroker
April 2013 - December 2015 · 2 yrs 8 mos
Chase Investment Services CORP.
September 2011 - October 2011 · 1 mo
Chase Investment Services CORP.Broker
August 2011 - October 2011 · 2 mos
J.P. Morgan Securities LLCBroker
October 2007 - August 2011 · 3 yrs 10 mos
Citigroup Global Markets INC.Broker
March 2005 - October 2007 · 2 yrs 7 mos
Olde Discount CorporationBroker
September 1999 - January 2000 · 4 mos
State Registrations13 states
AZCACOCTFLINLAMAMDNVNYPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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