Kenneth Baron
Kenneth Baron is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Boynton Beach, FL, with 19 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
Boynton Beach, FL
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Regulatory History (1)
Criminal
August 2001Other Business ActivitiesSells Insurance
Kenneth sells and services life and disability insurance outside of his MMLIA role since 2016. This takes a few hours per week.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Park Avenue Securities LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
J.P. Morgan Securities LLCBroker
Citigroup Global Markets INC.Broker
Olde Discount CorporationBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.