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Michael Swinehart

MML Investors Services, LLC
21 Years of Experience
Boynton Beach, FL
3 DisclosuresBroker
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Michael Swinehart is a registered investment advisor at MML Investors Services, LLC, based in Boynton Beach, FL, with 21 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

MML Investors Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Boynton Beach, FL

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
May 2017
Customer Dispute
October 2015
Denied
Customer Dispute
August 2009
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
MML Investors Services, LLC
March 2026 - Present · 7 mos
MML Investors Services, LLC
March 2026 - Present · 7 mos
MML Investors Services, LLCBroker
March 2026 - Present · 7 mos
Previous Registrations
Ameriprise Financial Services, LLC
January 2005 - April 2026 · 21 yrs 3 mos
Ameriprise Financial Services, LLCBroker
January 2005 - April 2026 · 21 yrs 3 mos
Ids Life Insurance CompanyBroker
January 2005 - July 2006 · 1 yr 6 mos
State Registrations8 states
FLGAMAMINJNVNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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