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JM
CFP · ChFC
JM
CFP · ChFC

John Mosher

Unique Wealth, LLC
26 Years of Experience
Clearwater, FL
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

John Mosher is a CFP, ChFC-designated registered investment advisor at Unique Wealth, LLC, based in Clearwater, FL, with 26 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 846 clients with $970M in assets under management.

Unique Wealth, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
846 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$965.6M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K1.65%
$100K - $500K1.25%
$500K - $800K1.00%
$800K - $1.0M0.85%
$1.0M - $3.5M0.75%
$3.5M - $5.0M0.72%
$5.0M - $10.0M0.60%
$10M+0.45%

Fees are negotiable. Certain assets are billed at separate flat rates: digital assets at 0.90%, fee-based annuities at 1.00%, structured notes/treasuries/cash/CDs at 0.60%, and custom bond portfolios at 0.75%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

311 Park Place Blvd N, Suite 230, Clearwater, FL, 33759

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History

Regulatory History (1)
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Customer Dispute
November 2017
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

John may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also serves on the investment committee for Copperhead Charities, dedicating minimal time, and is a partner/producer with 10% ownership in Together We Are Unique, LLC, taking about half of his time.

Employment History
Current Registrations
Unique Wealth, LLC
March 2021 - Present · 5 yrs 7 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
November 1999 - March 2021 · 21 yrs 4 mos
Robert W. Baird & CO. IncorporatedBroker
November 1999 - January 2002 · 2 yrs 2 mos
State Registrations2 states
FLTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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