Alexey Badillo Cordero

Popular Securities, LLC

25 Years of Experience

8 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningEducation Planning

Popular Securities, LLC

Compensation

Fee-Only (AUM)

Firm Size

56 advisors

Number of Clients

2,120 clients

Average Client Portfolio

$1.1M average

Assets Under Management

$2.3B

Fee Structure

Minimum Investment:$50K

Location

Monte Town Center, Carr 14 Km 6 Hm 0, Ponce, PR, 00780

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History

Regulatory History (8)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

March 2018

Settled

Customer Dispute

February 2018

Settled

Customer Dispute

December 2017

Settled

Customer Dispute

September 2014

Settled

Customer Dispute

March 2012

Settled

Customer Dispute

February 2011

Settled

Customer Dispute

September 2010

Settled

Customer Dispute

October 2008

Closed-No Action

View Full SEC Report How to Read Disclosures

Other Business Activities

Alexey is a full-time employee at Banco Popular de Puerto Rico as a private banker since 2011. This activity is non-investment related.

Employment History

Current Registrations

Popular Securities, LLC

September 2007 - Present · 18 yrs 5 mos

Popular Securities, LLCBroker

April 2006 - Present · 19 yrs 10 mos

Previous Registrations

Financial Network Investment Corporation

September 2002 - December 2002 · 3 mos

Financial Network Investment CorporationBroker

March 2001 - February 2006 · 4 yrs 11 mos

Oriental Financial Services CORP.Broker

February 2000 - February 2001 · 1 yr

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.