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Alexey Cordero

Popular Securities, LLC
26 Years of Experience
Ponce, PR
8 DisclosuresBroker
View SEC Summary
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Alexey Cordero is a registered investment advisor at Popular Securities, LLC, based in Ponce, PR, with 26 years of industry experience. Alexey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 2,403 clients with $2.6B in assets under management.

Popular Securities, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
58 advisors
Number of Clients
2,403 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)

Popular Securities charges an annual fee for managing your investment portfolio, which has a cap of 2.50% of your total assets in the FMAX Program or 1.10% for the Fixed Income Program. The total fee is negotiated on a case-by-case basis and can be calculated using either a tiered fee schedule (where the rate decreases as your portfolio value increases) or a single flat fee rate applied to all assets.

This fee covers services from Popular Securities, the platform sponsor, and the investment managers, but it does not cover third-party fund expenses, certain trading costs, or custodial fees.

View Full SEC Brochure

Location

Monte Town Center, Carr 14 Km 6 Hm 0, Ponce, PR, 00780

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History

Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2018
Settled
Customer Dispute
February 2018
Settled
Customer Dispute
December 2017
Settled
Customer Dispute
September 2014
Settled
Customer Dispute
March 2012
Settled
Customer Dispute
February 2011
Settled
Customer Dispute
September 2010
Settled
Customer Dispute
October 2008
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Alexey is a full-time employee at Banco Popular de Puerto Rico as a private banker since 2011. This activity is non-investment related.

Employment History
Current Registrations
Popular Securities, LLC
September 2007 - Present · 19 yrs 1 mo
Popular Securities, LLCBroker
April 2006 - Present · 20 yrs 6 mos
Previous Registrations
Financial Network Investment Corporation
September 2002 - December 2002 · 3 mos
Financial Network Investment CorporationBroker
March 2001 - February 2006 · 4 yrs 11 mos
Oriental Financial Services CORP.Broker
February 2000 - February 2001 · 1 yr
State Registrations1 state
PR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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