WC
CFA
WC
CFA
Walter Clough is a CFA-designated registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 14 years of industry experience. Walter operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
Loading...
Location
1290 Avenue of the Americas, New York, NY, 10104
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
February 2018 - Present · 8 yrs 3 mos
Neuberger Berman Bd LLC
February 2018 - Present · 8 yrs 3 mos
Neuberger Berman Bd LLCBroker
February 2018 - Present · 8 yrs 3 mos
Previous Registrations
Credit Suisse Securities (USA) LLCBroker
November 2011 - December 2016 · 5 yrs 1 mo
Seligman Advisors, INC.Broker
December 2000 - July 2002 · 1 yr 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.