Areas of Practice
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 0.75% |
| $2.0M - $5.0M | 0.50% |
| $5.0M - $10.0M | 0.35% |
| $10M+ | 0.25% |
Fixed fee of $3,000/year is added to AUM fee. Minimum quarterly fee of $1,500 applies. Fees negotiable for accounts larger than $20 million.
Fee Estimator
Location
50 Locust Avenue, New Canaan, CT, 06840
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Alexander is an adjunct professor at NYU Stern School of Business, co-teaching a course on private banking and wealth management since 2013. This activity is not investment-related and takes about 10-20% of his time outside of securities trading hours.
Employment History
Current Registrations
Htg Investment Advisors INC
Previous Registrations
Citigroup Global Markets INC.
Lz Investment Advisors LLC
Hsbc Securities (USA) INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.