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Todd Scott

26 Years of Experience
Marquette, MI
BrokerSells Insurance

Todd Scott is a registered investment advisor at Cetera Investment Advisers LLC, based in Marquette, MI, with 26 years of industry experience. Todd operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

101 S Front St, Ste 207, Marquette, MI, 49855

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Todd owns rental properties since 2001 and dedicates minimal time to them. He also operates Northern Financial as a DBA for insurance and investment business, and works as an independent insurance agent, dedicating full-time hours to fixed insurance product sales and service. Todd is also an elected board member for Marquette Little League, dedicating minimal time, and owns Northern Financial Associates, dedicating about a quarter of his time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
April 2015 - June 2021 · 6 yrs 2 mos
Voya Financial Advisors, INC.Broker
January 2004 - June 2021 · 17 yrs 5 mos
Locust Street Securities, INC.Broker
May 2001 - January 2004 · 2 yrs 8 mos
Pruco Securities CorporationBroker
January 2000 - May 2001 · 1 yr 4 mos
PFS Investments INC.Broker
November 1999 - January 2000 · 2 mos
Pruco Securities CorporationBroker
October 1999 - October 1999 · 0 mos
State Registrations6 states
COFLILMIMNWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.