Steven Holmes is a CFP-designated registered investment advisor at LPL Financial LLC, based in Carrollton, GA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1606 Maple Street, Carrollton, GA, 30117
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Steven operates Holmes Financial Group, Inc. as a DBA for his LPL business. He also owns Holmes Robinson Properties LLC, a real estate rental business, and provides income tax preparation services through Holmes Financial Group Income Tax Services.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cetera Advisors LLCBroker
Cetera Advisors LLC
Ifg Advisory Services INC
Ifg Network Securities, INC.Broker
Nylife Securities INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.