JG
CFP
JG
CFP
John Grillo is a CFP-designated registered investment advisor, based in Essex, CT, with 30 years of industry experience.
Location
Essex, CT
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Regulatory History (3)
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Customer Dispute
May 2020Settled
Customer Dispute
February 2020Settled
Customer Dispute
June 2018Settled
Other Business ActivitiesSells Insurance
John is a CPA and owner of Compass Tax LLC, dedicating a few hours per week, and an independent insurance agent for various companies through Grillo & Associates, also dedicating a few hours per week. He is also involved in real estate, a charter boat business, and serves on committees and boards, dedicating minimal time to each.
Employment History
Current Registrations
Cambridge Investment Research, INC.
May 2008 - Present · 18 yrs
Cambridge Investment Research Advisors, INC.
May 2008 - Present · 18 yrs
Cambridge Investment Research, INC.Broker
May 2008 - Present · 18 yrs
Previous Registrations
Eagle Strategies LLC
October 2003 - May 2008 · 4 yrs 7 mos
Nylife Securities LLCBroker
September 1995 - May 2008 · 12 yrs 8 mos
State Registrations31 states
ALARAZCACOCTFLGAILINKSKYMDMEMIMNMSNCNENJNYOHORPARISCTNTXUTVAWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.